Problem 36
Hard Linearization

Examine the stability of the rest point (0,0) of the system…

Examine the stability of the rest point $(0,0)$ of the system $$\dot{x}=-x+2y-3x^2,\qquad\dot{y}=3x-2y+2x^2+y^4,$$ by the method of first approximation (linearisation).

Explanation of Method

The rest point's stability is determined by Lyapunov's First Method (the linearisation / first-approximation theorem). The nonlinear system is split into its linear part — the Jacobian matrix at the rest point — plus a remainder that is verified to be o(r) as the distance r to the equilibrium tends to zero. Provided no eigenvalue of the Jacobian has zero real part, those eigenvalues alone determine the stability of the full nonlinear system, and by the Hartman–Grobman theorem they also determine its qualitative type (node, saddle, or focus).

Step 1 · Separation of linear and nonlinear parts

Write $\dot x=f(x,y)$, $\dot y=g(x,y)$ with $$f(x,y)=-x+2y+\underbrace{(-3x^2)}_{=:f_2},\qquad g(x,y)=3x-2y+\underbrace{2x^2+y^4}_{=:g_2}.$$ Both remainders satisfy $f_2,g_2=O(r^2)=o(r)$ as $r\to0$, so the hypotheses of the linearisation theorem hold.

Step 2 · Linearised system

The Jacobian at $(0,0)$ is $$A=\begin{pmatrix}-1&2\\3&-2\end{pmatrix}.$$

Step 3 · Characteristic equation

$$\det(A-\lambda I)=0\implies\lambda^2+3\lambda-4=0 \implies(\lambda+4)(\lambda-1)=0.$$ Thus $\lambda_1=-4$, $\lambda_2=1$.

Step 4 · Classification of eigenvalues

Real, distinct, opposite sign: $\lambda_1=-4<0<\lambda_2=1$.

Step 5 · Application of the linearisation theorem

Lyapunov's First Method (instability): if at least one eigenvalue has strictly positive real part and the nonlinear terms are $o(r)$, the rest point of the full nonlinear system is unstable. Here $\lambda_2=1>0$ and $f_2,g_2=O(r^2)=o(r)$.

Step 6 · Verification that nonlinear terms are $o(r)$

For $r\leq1$: $|-3x^2|\leq3r^2$, $|2x^2+y^4|\leq3r^2$, so $\|F_2\|/r\leq3r\to0$.

Step 7 · Eigenvectors and saddle structure

For $\lambda_1=-4$: eigenvector $\mathbf v^{(1)}=(2,-3)^\top$ (stable separatrix tangent to $y=-\tfrac32x$). For $\lambda_2=1$: eigenvector $\mathbf v^{(2)}=(1,1)^\top$ (unstable separatrix tangent to $y=x$).

Step 8 · General solution of the linearised system

$$\begin{pmatrix}\xi(t)\\\eta(t)\end{pmatrix} =C_1 e^{-4t}\begin{pmatrix}2\\-3\end{pmatrix} +C_2 e^{t}\begin{pmatrix}1\\1\end{pmatrix}.$$ For $C_2\neq0$, $\|(\xi,\eta)\|\sim|C_2|e^t\to\infty$: instability already at the linear level.

Step 9 · Routh--Hurwitz check

For $\lambda^2+3\lambda-4$: $a_1=3>0$ but $a_2=-4<0$, confirming a root with positive real part.

Step 10 · Saddle structure of the nonlinear system

By the Hartman--Grobman theorem, since the linearisation is a saddle (opposite-sign real eigenvalues, none zero), the nonlinear system is topologically conjugate to it near the origin: a genuine saddle with one-dimensional stable manifold tangent to $y=-\tfrac32x$ and one-dimensional unstable manifold tangent to $y=x$.

Step 11 · Stability analysis

Since $\lambda_2=1>0$, the rest point is unstable in the sense of Lyapunov.

Step 12 · Conclusion

$$\boxed{ (0,0)\text{ is an \textbf{unstable saddle point} of the nonlinear system.} }$$ The eigenvalues of the linearisation are $\lambda_1=-4<0$ and $\lambda_2=1>0$ (real, opposite signs). By Lyapunov's First Method, the positive eigenvalue guarantees instability; the nonlinear terms $-3x^2=O(r^2)$ and $2x^2+y^4=O(r^2)$ are $o(r)$ and do not affect the conclusion. The stable manifold is tangent to $y=-\tfrac32x$ and the unstable manifold to $y=x$ at the origin.


Summary Table

QuantityValue
Eigenvalues—
Classificationunstable saddle point

Additional Notes

Result

The final classification is:

$$\boxed{ (0,0)\text{ is an \textbf{unstable saddle point} of the nonlinear system.} }$$